NO.PZ2018062009000001
问题如下：
Due to significant market changes, Tom, a financial analyst, plans to revise his recommendation about stock A in investment report from “sell” to “buy”. Immediately, he emailed all his clients about this change. Then he made telephone calls to several VIP clients and discussed some detailed information about stock A. The next day, Mr.White found Tom to made a sell order of 1000 shares for stock A. Tom rejected the order as it is opposite to his recommendation. Under the Standard on Fair Dealing, which of Tom’s actions is not recommended?
选项：
A.Email all his client as soon as possible.
B.Reject the order of Mr. White.
C.Call VIP clients only and discuss more informations with them.
解释：
B is correct.
Standard III(B) Fair dealing suggests the firm to shorten the time between decision and distribution of information. “Fair” does not mean “equal”, therefore communication approach can be different among clients. Firm should disclose the different service levels to clients. When the clients make an opposite order that analyst suggested, analyst should ensure the client has received his suggest before placing the order. If the client insists previous opinion, then Tom should comply with Mr. White.
准则 III(B) 建议公司应当缩短做出决策与公布决策给大众之间的时间。“公平”并不意味着“相同”，所以与客户交流的方式可以有区别，但公司应当披露不同的服务标准给客户。当客户做出与分析师相反的决策时，分析师应该首先确保客户在真正做交易前的确收到了最新建议，若客户的确收到了最新建议，依然要坚持己见，那么分析师就应该遵循客户的选择。
Fair dealing里面哪一条说了不执行客户的要求是违反了fair deaing？Fair dealing只提到了交易时经理要根据先后顺序，订单大小进行公平交易吧。
