NO.PZ2018062009000027
问题如下:
After leaving his employer, Smith establishes his own investment company. Smith offers a $21,000 reward to any consultant who has joined his company with an investment of at least $300,000. Smith released opening information on some career search websites and industry portals. According to Code and Standards, which of the following statements is most likely correct?
选项:
A.Since Smith's incentive offer violates the Code and Standards, no member or candidate may accept the appointment of a new company.
B.If a member or candidate can arrange enough existing customers to switch to a new company and the member or candidate publishes the incentive fee, that member or candidate can accept the appointment and awards.
C.A member or candidate may not accept the new appointment unless he is currently unemployed because it is forbidden to solicit the clients of the member’s current employer.
解释:
C is correct.
Standard IV(A) - Loyalty discusses the activities that members and candidates can do after leaving their current employer. It is strictly prohibited from soliciting clients.
准则IV(A)忠诚这条讨论了CFA会员在离职后不可以做的事,尤其禁止勾引前雇主的客户。
我觉得就是充分披露啊
反观c,我在职想找新工作无可厚非,不可能cfa持证人都是裸辞的吧?
我投资的资金可以自带资金进组的不是吗。
另外离职的投资人哪里能带客户资金进组?
这题c选项狠奇怪