NO.PZ201604030300004906
问题如下:
6. Are the policies of the alternative assets fund consistent with the required and recommended standards of the Asset Manager Code?
选项:
A.Yes.
B.No, the frequency of reporting is inconsistent with the AMC.
C.No, the use of internal valuation models is inconsistent with the AMC.
解释:
B is correct.
Clients must have regular performance information to evaluate their overall asset allocations and to determine whether rebalancing is necessary. This concept applies even to investment vehicles with lock-up periods. According to the Asset Manager Code, unless otherwise specified by the client, managers should report to clients at least quarterly, and when possible, within 30 days of the end of the period.
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