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I Yuan · 2022年03月31日

请问这一题究竟错在哪里?题目已经说了是reported quarterly。

* 问题详情,请 查看题干

NO.PZ201604030300004906

问题如下:

6. Are the policies of the alternative assets fund consistent with the required and recommended standards of the Asset Manager Code?

选项:

A.

Yes.

B.

No, the frequency of reporting is inconsistent with the AMC.

C.

No, the use of internal valuation models is inconsistent with the AMC.

解释:

B is correct.

Clients must have regular performance information to evaluate their overall asset allocations and to determine whether rebalancing is necessary. This concept applies even to investment vehicles with lock-up periods. According to the Asset Manager Code, unless otherwise specified by the client, managers should report to clients at least quarterly, and when possible, within 30 days of the end of the period.

谢谢

1 个答案

王暄_品职助教 · 2022年03月31日

题干说Alternative assets fund是否遵守AMC,关于Alternative assets fund定位到题干这段:

The following week, Campanelli meets with Lee Bruno, manager of the firm’s alternative assets fund. Bruno informs Campanelli, “The fund has a three-year lock-up period. We disclosed to all the prospective clients in writing before they invested that this is a long-term investment and that they

should not focus on short-term performance results. During the lock-up period, we provide semiannual reporting. After the lock-up, we report quarterly.”

最后一句他说在封闭期内,是每半年报告一次,而封闭期结束后是每季度。

所以这点违反,即便在封闭期内,也应该是每季度发一次。

I Yuan · 2022年03月31日

好的谢谢老师