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unique · 2022年03月30日

答案是否有问题

* 问题详情,请 查看题干

NO.PZ201604030300004506

问题如下:

6. When responding to the client complaint regarding Westlake’s performance, Khadri least likely violates the Standard relating to:

选项:

A.

misconduct.

B.

misrepresentation.

C.

performance presentation.

解释:

C is correct.

As Khadri provides the corrected information in her letter to the client, she is least likely to violate the Standard relating to performance presentation. She is more likely to violate the Standards relating to Misconduct and Misrepresentation because she knowingly misrepresents the cause of the error. Standard I(D) —Misconduct requires that members not engage in any professional conduct involving dishonesty. Standard I(C) prohibits members from knowingly making any misrepresentation relating to investment actions and professional activities.

请问老师,如果这一题的答案选择是performance presentation没有问题,那么上一题在提到return presentation时,也应该是没有问题的,但是上一题却选C,认为return披露是有问题的,请问该如何理解?

1 个答案

王暄_品职助教 · 2022年03月31日

这题问的内容是关于最后一段,客户抱怨,然后K同学的回复,这个回复根本就没涉及Performance presentation的问题,所以自然也不会violate这一条。

关于上一题的内容,

在对比fund return和benchmark return的时候,我们要说明这个fund return是否是扣了fee的,这样才可以做比较。因为fund return可能是before fee, 但是benchmark return都是没有fee的

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