NO.PZ201604030300004103
问题如下:
3. With regard to the IPO share allocation, are both NGM’s method of trade correction on 15 May and Locke’s demand for a short-term interest credit, respectively, consistent with the CFA Institute Standards of Professional Conduct?
选项:
A.
Yes.
B.
No, only the method of trade correction is consistent.
C.
No, only the demand for a short-term interest credit is consistent.
解释:
C is correct.
Locke’s interest claim is legitimate since the Fund’s cash was employed to purchase equities that were later removed from the account. Therefore, the Fund is owed interest for the period in question.
这道题目对应哪个知识点?