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cui1130 · 2022年03月24日

如题

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问题如下:

Which of the following typical topics in an investment policy statement (IPS) is most closely linked to the client’s "distinctive needs"?

选项:

A.

Procedures.

B.

Investment Guidelines.

C.

Statement of Duties and Responsibilities.

解释:

B  is correct.

According to the reading, "The sections of an IPS that are most closely linked to the client’s distinctive needs are those dealing with investment objectives and constraints." Investment Guidelines "[provide] information about how policy may be executed, including investment constraints." Procedures "[detail] the steps to be taken to keep the IPS current and the procedures to follow to respond to various contingencies." Statement of Duties and Responsibilities "detail[s] the duties and responsibilities of the client, the custodian of the client’s assets, the investment managers, and so forth."

问的不是哪一个和客户的独特需求相关吗?那不应该是在投资限制这部分里面体现的吗?投资限制是制作IPS的过程中要考虑的问题啊,A为什么不对呢

1 个答案

Kiko_品职助教 · 2022年03月26日

嗨,从没放弃的小努力你好:


是的,所以我们就应该选择和Constraints最相关的,那也就是investment guidelines,investment guidelines描述policy如何执行,其中就包含了policy中的投资限制。

A选项Procedures:描述了IPS执行的详细步骤,以及在执行过程中发生偶发事件的应对措施

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