NO.PZ2015121801000120
问题如下:
Which of the following typical topics in an investment policy statement (IPS) is most closely linked to the client’s "distinctive needs"?
选项:
A.Procedures.
B.Investment Guidelines.
C.Statement of Duties and Responsibilities.
解释:
B is correct.
According to the reading, "The sections of an IPS that are most closely linked to the client’s distinctive needs are those dealing with investment objectives and constraints." Investment Guidelines "[provide] information about how policy may be executed, including investment constraints." Procedures "[detail] the steps to be taken to keep the IPS current and the procedures to follow to respond to various contingencies." Statement of Duties and Responsibilities "detail[s] the duties and responsibilities of the client, the custodian of the client’s assets, the investment managers, and so forth."
问的不是哪一个和客户的独特需求相关吗?那不应该是在投资限制这部分里面体现的吗?投资限制是制作IPS的过程中要考虑的问题啊,A为什么不对呢