问一道题：NO.PZ2016032801000001 [ CFA II ]

Aise the customer of the change in recommention before accepting the orr. Not accept the orr because it is contrary to the firm’s recommention. B is correct. This question involves StanrIII(–Fair aling. Smith sseminatea change in the storecommention to his clients but then receivea request contrary to threcommention from a client who probably hnot yet receivethe recommention. Prior to executing the orr, Smith shoultake aitionsteps to ensure ththe customer hreceivethe change of recommention. Answer A is incorrebecause the client placethe orr prior to receiving the recommention an therefore, es not have the benefit of Smith’s most recent recommention. Answer C is also incorrect; simply because the client request is contrary to the firm’s recommention es not mea member coverri a rerequest a client. After Smith contacts the client to ensure ththe client hreceivethe changerecommention, if the client still wants to plaa buy orr for the shares, Smith is obligateto comply with the client’ s rective. 这一题没太看懂。为什么客户买了一个和基金经理推荐的相反的股票，为啥不给人操作？还要给他提建议。这不是违反交易原则么？