问题如下图:
选项:
A.
B.
C.
解释:
如果supervisor是CFA, 他负责的组员一部分follow CFA code ethics standard, 一部分不follow, 那遇到介于法律和CFA standard之间的事情(CFA code更严格),他该怎么做呢?
要求自己和一部分组员follow code and standard, 另一部分遵守法律就可以了么?
NO.PZ2016040303000006问题如下Miller hea the researpartment of a large brokerage firm. The firm hmany analysts, some of whom are subjeto the Co anStanr. If Miller legates some supervisory ties, whistatement best scribes her responsibilities unr the Co anStanr?A.Miller’s supervisory responsibilities not apply to those subornates who are not subjeto the Co anStanr.B.Miller no longer hsupervisory responsibility for those ties legateto her subornates.C.Miller retains supervisory responsibility for all subornates spite her legation of some ties.is correct.Unr StanrIV(–Responsibilities of Supervisors, members ancantes mlegate supervisory ties to subornates but sulegation es not relieve members or cantes of their supervisory responsibilities. a result, answer B is incorrect. Moreover, whether or not Miller’s subornates are subjeto theCo anStanr is irrelevant to her supervisory responsibilities. Therefore, answer A is incorrect.一下A。。。。。。。
NO.PZ2016040303000006 请问这题大致意思是?能否翻译一下,谢谢
NO.PZ2016040303000006 Miller legates some supervisory ties 是说他免除了自己部分的监督职责,说明有一些事情他不在管理了,那为什么还需要对自己不管理的部分负责呢?
A为什么错?不是说“对于不在CFA准则约束下的成员,只要遵守法律即可”吗?