NO.PZ2018062009000062
问题如下：
Which of the following responses most completely represents an ethical principle of CFA Institute as outlined in the Standards of Practice Handbook?
选项：
A. Individual professionalism
B. Responsibilities to clients and employers
C. Ethics involved in investment analysis and recommendations
解释：
A is correct.
Within the Standards of Practice Handbook, CFA Institute addresses ethical principles for the profession in the following Standards: individual professionalism; integrity in capital markets; responsibilities to clients, responsibilities to employers; ethics involved in investment analysis, recommendations, and actions; and possible conflicts of interest. B is incorrect because it represents, and combines, two ethical principles, those relating to the Standards “Duties to Clients” and “Duties to Employers. ” C is incorrect because the ethical principle (and Standard) relating to ethics in investment analysis and recommendations also includes actions.
老师，这道题C为什么不对呢？A选项只说个人，但准则里也有针对公司的呀，比如资料保存条款。
