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李梦璐 · 2021年12月26日

A为什么错呢

NO.PZ2018062009000066

问题如下:

Q. As stated in the revised 11th edition, the Standards of Professional Conduct:

选项:

A.

require supervisors to focus on the detection and prevention of violations.

B.

adopt separate ethical considerations for programs such as CIPM and Investment Foundations.

C.

address the risks and limitations of recommendations being made to clients.

解释:

C is correct. Given the constant development of new and exotic financial instruments and strategies, the standard regarding communicating with clients now includes an implicit requirement to discuss the risks and limitations of recommendations being made to clients.

A is incorrect because the updated standard for members and candidates with supervision or authority over others within their firms stresses broader compliance expectations, which include the detection and prevention aspects of the original version that was the prior focus.

B is incorrect because the updated standard not only maintains the integrity of the CFA Program but also expands the same (not separate) ethical considerations when members or candidates participate in such programs as the CIPM Program and the Investment Foundations Certificate.

CIPM programme是什么?A为什么错不明白
2 个答案

FionaFang · 2024年11月05日

那c说的也不完全啊🤔

FionaFang · 2024年11月05日

已明白无需回复 谢谢

王暄_品职助教 · 2021年12月26日

因为A说我们focus on detection and prevention,但其实还要事先建立及完善好规章制度,所以A说的不完全。

CIPM是投资表现度量证书,也是CFA协会出的一个项目

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