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豆好 · 2021年11月18日

US 可以单独claim 说遵守GIPS?

NO.PZ2016031101000002

问题如下:

Firm A is a multinational investment firm, with offices around the world including Japan, Australia, the United Kingdom, and the United States. Although all of its offices are part of the global parent, each office is registered with the appropriate national regulatory authority and each is held out to clients and potential clients as a distinct business entity. Firm A (US) claims compliance with the GIPS standards. What should the definition of the firm disclosure be?

解释:

Sample Disclosure: "Firm A is defined as an independent management firm with offices in Japan, Australia, the United Kingdom, and the United States. Firm A (US) is a subsidiary of Firm A serving US clients. Firm A also has subsidiaries in the United Kingdom, Australia, and Japan." (See Section 3.1 of the reading.)

所以,firm a(US) 可以说自己遵守GIP S, 而其他国家的比如日本的子公司可以不遵守GIP S 对吗?

1 个答案
已采纳答案

伯恩_品职助教 · 2021年11月18日

嗨,爱思考的PZer你好:


前提必须明确哪个是遵守的,并且这个公司是完全自主可控的

GIPS中公司的定义:一个单位、部门、部门或办公室,在组织和职能上与其他单位、部门、部门或办公室分开,保留对其管理的资产的自由裁量权,并应在投资决策过程中拥有自主权。 可用于确定这一点的可能标准包括:

  • 作为法人实体,拥有独特的市场或客户类型(例如机构、零售、私人客户等),并使用单独且独特的投资流程。

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