NO.PZ2016031101000031
问题如下:
Greene Springs Asset Management complies with the GIPS standards but has not been verified. The firm wishes to prepare an advertisement that includes a claim of compliance. Which of the following is the correct wording of the GIPS compliance statement for advertisements?
选项:
A.“Greene Springs Asset Management claims compliance with the Global Investment Performance Standards (GIPS®).”
B.“Greene Springs Asset Management claims compliance with the Global Investment Performance Standards (GIPS®).
The firm’s compliance has not been independently verified.”
“Greene Springs Asset Management claims compliance with the Global Investment Performance Standards (GIPS®).
A list of composite descriptions is available upon request.”
解释:
A is correct.
Chapter III.B.3 of the GIPS Advertising Guidelines provides the correct wording of the compliance statement that must be used in advertisements that include a claim of compliance. The advertisements must also state how prospective client can obtain a compliant presentation and/or the firm’s list of composite descriptions, but that disclosure is not a part of the GIPS compliance statement for advertisements. (See Section 5 of the reading.)
想问一下3.这句话和最下面的这句话claim of performance presentation compliance的区别是什么?还是不太清楚,我看3.这句话考得比较多,最下面这句话一般在什么场合会使用呢?