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yewei1989 · 2021年10月21日

在广告中关于GIPS的说法

NO.PZ2019011501000025

问题如下:

The correct statement if Sigma Capital, an investment firm, claims in an advertisement that follows the GIPS Advertising Guidelines is:

选项:

A.

"Sigma Capital claims compliance with the Global Investment Performance Standards (GIPS®)."

B.

"Sigma Capital has prepared and presented this advertisement in compliance with the Global Investment Performance Standards (GIPS®)."

C.

"Sigma Capital has prepared and presented this advertisement in compliance with the Advertising Guidelines of the Global Investment Performance Standards (GIPS®)."

解释:

A is correct.

考点:GIPS compliance statement for advertisements

解析:标准陈述为:"[Insert name of FIRM] claims compliance with the Global Investment Performance Standards (GIPS® )." 注意,标准陈述中的每一个词都不得修改。

在广告中遵循GIPS除了这个标准说法,还有其他的说法嘛,或者说对于广告内容遵循GIPS该有什么标准说法?

1 个答案

伯恩_品职助教 · 2021年10月22日

嗨,从没放弃的小努力你好:


A firm that is verified must use the exact wording of the following two-paragraph compliance statement in all compliant presentations (and only in compliant presentations):

“[Insert name of firm] claims compliance with the Global Investment Performance Standards (GIPS®) and has prepared and presented this report in compliance with the GIPS standards. [Insert name of firm] has been independently verified for the periods [insert dates]. The verification report(s) is/are available upon request.

“Verification assesses whether (1) the firm has complied with all the composite construction requirements of the GIPS standards on a firm-wide basis, and (2) the firm’s policies and procedures are designed to calculate and present performance in compliance with the GIPS standards. Verification does not ensure the accuracy of any specific composite presentation.”

A firm that has not been verified must use the following statement, again, always and only in compliant presentations:

“[Insert name of firm] claims compliance with the Global Investment Performance Standards (GIPS®) and has prepared and presented this report in compliance with the GIPS standards. [Insert name of firm] has not been independently verified.”

A firm that is verified may additionally choose to have the verifier conduct a specifically focused performance examination of a particular composite performance presentation. Provision I.4.A.1 also provides the exact wording of the two-paragraph compliance statement that must be used in compliant performance presentations of composites that have been examined:

“[Insert name of firm] claims compliance with the Global Investment Performance Standards (GIPS®) and has prepared and presented this report in compliance with the GIPS standards. [Insert name of firm] has been independently verified for the periods [insert dates].

“Verification assesses whether (1) the firm has complied with all the composite construction requirements of the GIPS standards on a firm-wide basis, and (2) the firm’s processes and procedures are designed to calculate and present performance in compliance with the GIPS standards. The [insert name of composite] composite has been examined for the periods [insert dates]. The verification and examination reports are available upon request.

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虽然现在很辛苦,但努力过的感觉真的很好,加油!

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