NO.PZ201604030300004306
问题如下:
6. Are the seminar speaker’s Statements 3 and 4, respectively, sufficient to meet the requirements of related CFA Institute Standards?
选项:
A.
B.
C.
解释:
B is correct.
Statement 3 is incorrect. The disclosure of a conflict should be made prominently and in plain languageregardless of whether the member views the conflict as material, so the client can determine the materiality of the conflict. Statement 4 is in compliance with CFA Institute Standards. The Mahsud Financial disclosure requirement meets CFA Institute Standards. Gifts from clients should be disclosed to the employer, which is responsible for determining whether the gift could affect the employee’s independence and objectivity.
老师,客户给的礼物只向雇主披露就可以吗?还需要披露给其他客户吗?谢谢。