NO.PZ2016040303000006
问题如下：
Miller heads the research department of a large brokerage firm. The firm has many analysts, some of whom are subject to the Code and Standards. If Miller delegates some supervisory duties, which statement best describes her responsibilities under the Code and Standards?
选项：
A.Miller’s supervisory responsibilities do not apply to those subordinates who are not subject to the Code and Standards.
B.Miller no longer has supervisory responsibility for those duties delegated to her subordinates.
C.Miller retains supervisory responsibility for all subordinates despite her delegation of some duties.
解释：
C is correct.
Under Standard IV(C) –Responsibilities of Supervisors, members and candidates may delegate supervisory duties to subordinates but such delegation does not relieve members or candidates of their supervisory responsibilities. As a result, answer B is incorrect. Moreover, whether or not Miller’s subordinates are subject to the
Code and Standards is irrelevant to her supervisory responsibilities. Therefore, answer A is incorrect.
Miller delegates some supervisory duties 是说他免除了自己部分的监督职责，说明有一些事情他不在管理了，那为什么还需要对自己不管理的部分负责呢？
