开发者:上海品职教育科技有限公司 隐私政策详情

应用版本:4.2.11(IOS)|3.2.5(安卓)APP下载

金融民工阿聪 · 2021年09月01日

两大疑问

NO.PZ2016032802000022

问题如下:

ZhangCuihua has passed all three CFA exams on her first attempts and has already got the CFA Charter. Her investment firm uses her CFA designation in an advertisement. Which of the following expressions is most likely correct?

选项:

A.

Miss Zhang passed three exams on her first attempts which means she is the most qualified to manage client investments.

B.

With the extensive training in preparing the exams, Miss Zhang has more ability to achieve better investment results.

C.

To earn the CFA charter, Miss Zhang passed three exams which include ethics, equity, fixed income and derivatives.

解释:

C is correct.

According to the Standard VII(B) Reference to CFA Institute, the CFA Designation, and the CFA Program, members and candidates cannot say that they are the most qualified one or imply they can make a better performance than others. A and B are incorrect.

1.B选项说自己学了cfa能更好地表现,为什么不对?那学cfa不能达成更好的投资给客户争取更多利益为什么要学....

2.C选项只说了部分科目,这不是不符合V(B)里面的全面性吗,就是只说了部分科目。

1 个答案
已采纳答案

王暄_品职助教 · 2021年09月01日

1.B选项说自己学了cfa能更好地表现,为什么不对?

CFA准则里明确说明,不能宣称自己因为考了CFA,就能为客户产生更好的投资结果,这种不能打包票。因为投资本来就是有风险,虽然需要技术,也需要运气,所以协会不允许自己的会员做这种保证,也是为了保护大家,做人要低调。


2.C选项只说了部分科目,这不是不符合V(B)里面的全面性吗,就是只说了部分科目。

To earn the CFA charter, Miss Zhang passed three exams which include ethics, equity, fixed income and derivatives.

这跟全面性无关,他说他通过了CFA考试,其中考试通过这三门科目,他在称述事实,并且明确说了include这个词。

你说的全面性是在涉及为客户投资的时候,和这个是两回事。