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little_back · 2021年07月02日

请问老师B讲的是哪一条?

NO.PZ2016040303000020

问题如下:

Which of the following statements is correct under the Code and Standards?

选项:

A.

CFA Institute members and candidates are prohibited from undertaking independent practice in competition with their employer.

B.

Written consent from the employer is necessary to permit independent practice that could result in compensation or other benefits in competition with a member’s or candidate’s employer.

C.

Members and candidates are prohibited from making arrangements or preparations to go into a competitive business before terminating their relationship with their employer.

解释:

B is correct.

Under Standard IV(A) –Loyalty, members and candidates may undertake independent practice that may result in compensation or other benefit in competition with their employer as long as they obtain consent from their employer. Answer C is not consistent with the Standards because the Standards allow members and candidates to make arrangements or preparations to go into competitive business as long as those arrangements do not interfere with their duty to their current employer. Answer A is not consistent with the Standards because the Standards do not include a complete prohibition against undertaking independent practice.

请问老师B讲的是哪一条?
1 个答案

王暄_品职助教 · 2021年07月03日

准则没有禁止我们去做independent practice,我们可以做,但是必须取得雇主的同意,所以选B

这属于对雇主的忠诚那条,请看下图基础班讲义我画框的部分:

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