NO.PZ201604030300004506
问题如下:
6. When responding to the client complaint regarding Westlake’s performance, Khadri least likely violates the Standard relating to:
选项:
A.misconduct.
B.misrepresentation.
C.performance presentation.
解释:
C is correct.
As Khadri provides the corrected information in her letter to the client, she is least likely to violate the Standard relating to performance presentation. She is more likely to violate the Standards relating to Misconduct and Misrepresentation because she knowingly misrepresents the cause of the error. Standard I(D) —Misconduct requires that members not engage in any professional conduct involving dishonesty. Standard I(C) prohibits members from knowingly making any misrepresentation relating to investment actions and professional activities.
想问下这里的misconduct.和misrepresentation.体现在哪里?