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猫猫Tina🐬🐠 · 2021年05月20日

想问下这里的misconduct.和misrepresentation.体现在哪里?

* 问题详情,请 查看题干

NO.PZ201604030300004506

问题如下:

6. When responding to the client complaint regarding Westlake’s performance, Khadri least likely violates the Standard relating to:

选项:

A.

misconduct.

B.

misrepresentation.

C.

performance presentation.

解释:

C is correct.

As Khadri provides the corrected information in her letter to the client, she is least likely to violate the Standard relating to performance presentation. She is more likely to violate the Standards relating to Misconduct and Misrepresentation because she knowingly misrepresents the cause of the error. Standard I(D) —Misconduct requires that members not engage in any professional conduct involving dishonesty. Standard I(C) prohibits members from knowingly making any misrepresentation relating to investment actions and professional activities.

想问下这里的misconduct.和misrepresentation.体现在哪里?

1 个答案

王暄_品职助教 · 2021年05月21日

Misconduct: 因为这个typo已经持续了一个季度之久,且没被改正,而I(C)Misrepresentation的要求是:发现typo要已最快的速度改掉。

而Misconduct,这里是因为他把责任推卸给programming error,属于做出了违背专业形象的事情。且即便确实是programming error,那也是由于他们的不正当行为导致的,所以违反misconduct

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