开发者:上海品职教育科技有限公司 隐私政策详情

应用版本:4.2.11(IOS)|3.2.5(安卓)APP下载

大太阳 · 2021年05月16日

有关confidentiality

NO.PZ2016032802000043

问题如下:

Tribe Dish, a portfolio manager in Dove Company. Recently, he establishes a cooperation with an asset management company called Lemon. The cooperation states that if he can introduce potential clients to Lemon, it can give Dove business in return. Lemon then discloses this cooperation in the report to his clients as long as they receive clients from Tribe. According to the information, which of the following statements is most likely correct?

选项:

A.

Lemon doen't violate the Code and Standards.

B.

Lemon violates the Code and Standards by disclosing this cooperation to the clients.

C.

Lemon violates the Code and Standards by establishing this cooperation.

解释:

A is correct.

According to Standard VI(C) Referral Fees, Lemon complies with this standard. When Lemon receives the clients, he will write a report to disclose this cooperation in advance.

想到confidentiality这一条里面说不能透露客户信息,连客户的名字都不能泄露,这里怎么理解呢?


2 个答案
已采纳答案

王暄_品职助教 · 2021年05月19日

所以这里我不太理解推荐客户这一条,这其中不就是会把客户姓名透露出去?

这里不涉及透露客户信息,这里仅仅是推荐潜在客户,并且向客户披露了这个安排。这种正常商业行为,并做了及时的披露是可以的,没有涉及透露客户信息。

再退一步,选项里也没有提到客户信息这一条。

王暄_品职助教 · 2021年05月17日

就是你的客户的名字都不能对外人说

例如何老师上课举的例子:同事们再讨论XX明星的八卦,而你这时候突然说XX明星就是你的客户。这就属于透露了客户的姓名。

  • 2

    回答
  • 1

    关注
  • 503

    浏览
相关问题

NO.PZ2016032802000043 问题如下 Trish, a portfolio manager in ve Company. Recently, he establishes a cooperation with asset management company calleLemon. The cooperation states thif he cintropotenticlients to Lemon, it cgive ve business in return. Lemon then scloses this cooperation in the report to his clients long they receive clients from Tribe. Accorng to the information, whiof the following statements is most likely correct? A.Lemon en't violate the Co anStanr. B.Lemon violates the Co anStanr sclosing this cooperation to the clients. C.Lemon violates the Co anStanr establishing this cooperation. A is correct.Accorng to StanrVI(ReferrFees, Lemon complies with this stanr When Lemon receives the clients, he will write a report to sclose this cooperation in aance. 1、不是应该在建立合作之前就批露吗?那都收到客户了,才批露,不晚吗 ?没看到题目哪里体现出提前的?2、Trish违反了吗?

2024-08-13 23:23 1 · 回答

NO.PZ2016032802000043问题如下 Trish, a portfolio manager in ve Company. Recently, he establishes a cooperation with asset management company calleLemon. The cooperation states thif he cintropotenticlients to Lemon, it cgive ve business in return. Lemon then scloses this cooperation in the report to his clients long they receive clients from Tribe. Accorng to the information, whiof the following statements is most likely correct?A.Lemon en't violate the Co anStanr.B.Lemon violates the Co anStanr sclosing this cooperation to the clients.C.Lemon violates the Co anStanr establishing this cooperation.A is correct.Accorng to StanrVI(ReferrFees, Lemon complies with this stanr When Lemon receives the clients, he will write a report to sclose this cooperation in aance.​成立的新公司算不算同业竞争关系,推荐客户需要向雇主披露并取得同意不

2024-07-06 19:50 1 · 回答

NO.PZ2016032802000043 问题如下 Trish, a portfolio manager in ve Company. Recently, he establishes a cooperation with asset management company calleLemon. The cooperation states thif he cintropotenticlients to Lemon, it cgive ve business in return. Lemon then scloses this cooperation in the report to his clients long they receive clients from Tribe. Accorng to the information, whiof the following statements is most likely correct? A.Lemon en't violate the Co anStanr. B.Lemon violates the Co anStanr sclosing this cooperation to the clients. C.Lemon violates the Co anStanr establishing this cooperation. A is correct.Accorng to StanrVI(ReferrFees, Lemon complies with this stanr When Lemon receives the clients, he will write a report to sclose this cooperation in aance. 题干中Lemon then scloses this cooperation in the report to his clients long they receive clients from Tribe,不应该是提前披露吗,答案解析中也是说“in aance”,怎么理解其中的差别,谢谢。

2023-03-30 04:55 1 · 回答

NO.PZ2016032802000043 问题如下 Trish, a portfolio manager in ve Company. Recently, he establishes a cooperation with asset management company calleLemon. The cooperation states thif he cintropotenticlients to Lemon, it cgive ve business in return. Lemon then scloses this cooperation in the report to his clients long they receive clients from Tribe. Accorng to the information, whiof the following statements is most likely correct? A.Lemon en't violate the Co anStanr. B.Lemon violates the Co anStanr sclosing this cooperation to the clients. C.Lemon violates the Co anStanr establishing this cooperation. A is correct.Accorng to StanrVI(ReferrFees, Lemon complies with this stanr When Lemon receives the clients, he will write a report to sclose this cooperation in aance. 介绍费应该披露给client,prospective client以及employer,这道题虽然没有关于 Tribe需要披露给她的employer,但是Lemon这家公司应该披露给client,prospective client,题目只说了披露给来自Tribe介绍的客户。没有披露给所有相关方啊

2022-05-10 20:45 1 · 回答