老师,我有两个疑问:
1. A one- time investment loss that occurs after the disclosure does not constitute a pertinent factor in assessing whether significant risks and limitations were properly disclosed
一次性的损失如果你事先披露了,就不违反披露原则。 ------我纳闷了,他事先也不会预测到有这种一次性损失啊,这种是意外事件,如何做到事先披露啊?
2.Having no knowledge of a risk or limitation that subsequently triggers a loss may reveal a deficiency in the diligence and reasonable basis of the research of the member or candidate but may not reveal a breach of Standard V(B).
----这个意思是如果因为基金经理对风险或者某些限制无知导致的损失,不违反“与客户和潜在客户的沟通”,但违反勤勉尽责。是吗?