NO.PZ201604030100004403
问题如下:
3. When making her initial recommendation to purchase Greenhornfood company shares, Voser most likely violates the Standard relating to:
选项:
A.loyalty to employer.
B.integrity of capital markets.
C.diligence and reasonable basis.
解释:
A is correct.
Voser most likely violated the Standard relating to loyalty to employer, Standard IV(A). While Voser used public information to develop the recommendation to purchase Greenhornfood shares, the company compliance guide states that she should not trade or cause others to trade in securities of companies that may be potential takeover targets. Voser’s recommendation caused her sister to trade in Greenhornfood, violating the company’s compliance policies, and possibly harming her employer in its attempt to acquire Greenhornfood.
By advising others to invest in a food retailer that she considered an attractive acquisition target, Voser deprived her employer of the advantage of her skills and abilities and may have caused harm to her employer. Voser could have recommended Greenhornfood to Craw rather than her sister as an acquisition target. Although the sister’s trade in Greenhornfood was small, a large trade might have moved the stock price and caused harm to Crawfood in terms of additional cost.
我不太明白为什么A,不C?老师可以讲解的时候顺带原文的依据一起给我看看吗