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一只可爱的猪 · 2021年05月02日

国债就没有违约的可能吗

NO.PZ2018062009000016

问题如下:

Finn is a manager of an investment management firm. He makes comments to his clients as below:

I. "If you invest portfolio A as I recommend, you will have a rare of return at least 8% each year."

II. "If you invest in the long-term US Treasury bonds which payment is guaranteed by the US government, the default risk is almost zero."

Which of the following descriptions is most likely accurate?

选项:

A.

Both statement I and statement II violated the Code and Standards.

B.

Only statement II violated the Code and Standards.

C.

Only statement I violated the Code and Standards.

解释:

C is correct.

Statement I violates Standard I(C) Misrepresentation, which guarantees a specific rare of return. It is not appropriate to make comments to clients like this. Statement II is a statement of fact, so it's not a violation of standards.

Statement I 违反了准则I(C),因为他向客户保证了收益。根据准则的规定,向客户做出这种保证是不合适的。而Statement II 是一个事实性的称述,所以不违反准则的规定。

老师,我以前也是以为国债就不可能违约,可是,我有一次做题,就是说,国债也有违约的可能,那么这里我认为2也不对

1 个答案

王暄_品职助教 · 2021年05月03日

国债涉及国家的信用度,作为投资者,我们默认国家不会违约。

同学可以提供题目给我看,因为不同得case,情境不一样。但就本题得statement 2,他说的没错。