开发者:上海品职教育科技有限公司 隐私政策详情

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Amy · 2021年04月29日

为什么不是C?

NO.PZ2020021002000197

问题如下:

Paul, a fund manager, manages assets for wealthy clients, and Jack is one of them. Jack recently told Paul that his company, Jack Permanent Motion (JPM), was being investigated by the U.S. tax authorities for tax evasion. After learning about this, Paul told a friend who was working in an investment bank so that he could withdraw his PM survey report rating. Did Paul violate the Code?

选项:

A.

It is a violation of the code to leak customer information to others.

B.

Failure to immediately dissolve the customer relationship with Jack is a violation of the code.

C.

Failure to detect customers' tax evasion and tax evasion in time, and failure to report to the relevant departments, which is a violation of the tax law.

D.

Did not violate the Code.

解释:

Correct answer: A

Paul must keep customer information confidential in accordance with Standard 3.1. If the customer has illegal activities, the customer's information can be reported to the relevant authorities. But Paul has no right to inform his friends who work in the Bank of his client's information.

这道题为什么不选C?

1 个答案
已采纳答案

袁园_品职助教 · 2021年04月30日

同学你好!

Jack是Paul的客户,Paul帮客户做投资,但是Jack自己的生意/公司被调查跟Paul是没有关系的

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