NO.PZ201604030300004803
问题如下:
3. According to CFA Institute Standards, which of the following actions is the most appropriate for Danko to take with respect to the use of the earnings projections? Danko should:
选项:
A. disclose the information to the public.
B. terminate PIA’s relationship with FTI.
C. keep the information confidential and not use it in his analysis.
解释:
C is correct.
The information that Danko received is material non-public information. Disclosing the information to the public is not his role; further, earning gains for his clients does not excuse the violation and is not a justifiable reason for taking action on the material non-public information. The only entities that should release the information are the corporations or another entity with their permission, perhaps FTI.
内幕信息促使公开不也是可以的嘛?