NO.PZ201604030300004205
问题如下:
5. Does Nano’s draft compliance policy statement conform to the CFA Institute Code and Standards with respect to:
选项:
解释:
A is correct.
By placing all clients in one of the two specialized portfolios it operates, Markoe Advisors is not giving adequate consideration to the individual needs, circumstances, and objectives of each client as required by the Standards. In addition, the Standards require that members and candidates disclose all actual and potential conflicts of interest, not just those that relate to current portfolio holdings.
Suitability这里说了meet the investment objectives of all clients,所以应该是符合条件的啊?