NO.PZ201710020100000201
问题如下:
1.Which of Stephenson’s statements regarding Le régulateur and L’organisation is correct?
选项:
A.Only Statement 1 is correct.
B.Only Statement 2 is correct.
C.Both Statement 1 and Statement 2 are correct.
解释:
A is correct. Le régulateur, as an independent regulator but not an SRO, has legal authority from the Genovia government to regulate. Therefore, Le régulateur both enacts and enforces regulations related to the new accounting statue in Genovia.
考点:Regulators
解析:因为"Le régulateur"是独立的regulator,因此它是获得政府机构授权的,所以有资格制定并实施准则,所以说法一正确。
但是" L’organisation 是SOR, 是SOR就不能依赖于政府的出资来运作。所以说法二不正确。本题A选项入选。
根据这张图,是这么理解么:只要是independent regulators那就会有授权并且不能依赖政府出资,而independent regulators包括了SROs和Non-SROs这样?