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Churning · 2020年11月14日

老师问下这道题 Gatabaki为什么没有违反 看了解析说她违规贷款数量太少 没懂啥意思

C cis incorrect because Gatabaki most likely did not violate Standard I–Professionalism as it is not apparent she knowingly facilitated the incorrect provisioning policy or followed it. Gatabaki randomly selects loans for her audit and given the relatively small number of loans in violation, it is likely she did not come across the files which were treated in a manner by the bank that was contrary to the central bank regulations

解析c如何理解啊

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王暄_品职助教 · 2020年11月15日

c is incorrect because Gatabaki most likely did not violate Standard I–Professionalism as it is not apparent she knowingly facilitated the incorrect provisioning policy or followed it. Gatabaki randomly selects loans for her audit and given the relatively small number of loans in violation, it is likely she did not come across the files which were treated in a manner by the bank that was contrary to the central bank regulations

解析c如何理解啊


这里得意思是:G没有违反准则。首先G是银行请来的外部审计师,G根据银行的审计规定,随机选择了loans,且这些随机选择的Loans里面有相对比较小的违约贷款。

所以G是根据银行给的规则来审计的,他并不知道里面有什么猫腻。所以他没有违反准则。

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