问题如下:
6. Does Nano’s draft compliance policy statement conform to the CFA Institute Code and Standards with respect to:
选项:
A.
B.
C.
解释:
A is correct.
The Standards require that the supervisor promptly initiate an investigation to ascertain the extent of the violation and should take steps to ensure that violations will not be repeated by limiting or monitoring the employees’ activities. The Standards also require that members and candidates obtain written permission from their employer before accepting any compensation or benefits from third parties that may create a conflict of interest.
compensation这一条错 究竟是错在“all”(不是所有compensation都要披露,与工作无关的捡垃圾收入不用披露)还是错在“只discuss不够,没有取得雇主的书面同意”?