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小强爱英语 · 2020年11月03日

问一道题:NO.PZ2016040301000039 [ CFA II ]

问题如下:

Paper was recently terminated as one of a team of five managers of an equity fund. The fund had two value-focused managers and terminated one of them to reduce costs. In a letter sent to prospective employers, Paper presents, with written permission of the firm, the performance history of the fund to demonstrate his past success.

选项:

A.

Paper did not violate the Code and Standards.

B.

Paper violated the Code and Standards by claiming the performance of the entire fund as his own.

C.

Paper violated the Code and Standards by including the historical results of his prior employer.

解释:

B is correct.

Answer Paper has violated Standard III(D) –Performance Presentation by not disclosing that he was part of a team of managers that achieved the results shown. If he had also included the return of the portion he directly managed, he would not have violated the standard. Thus, answer A is incorrect. Answer C is incorrect because Paper received written permission from his prior employer to include the results.

不明白错在哪,不用过去的表现证明自己的成债,作为投资经理用什么来记明自己.?
1 个答案

Debrah_品职答疑助手 · 2020年11月04日

嗨,爱思考的PZer你好:


投资经理应该说清楚自己在整个基金的运作中是什么样的角色,自己做的是什么工作,结果怎样。

就像老师上课举的例子,比如我是腾讯的一个清洁工,我用腾讯公司的业务表现来证明自己的成功没有意义,也不合适。


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虽然现在很辛苦,但努力过的感觉真的很好,加油!