问题如下:
3. According to the CFA Institute Code and Standards, what action should Nano take after discussing the firm’s compliance policy with President Markoe? Nano should:
选项:
A.resign from the firm.
B.notify the board of directors.
C.decline to accept supervisory responsibilities.
解释:
C is correct.
Standard IV(C) states that the member or candidate should decline in writing to accept supervisory responsibility until the firm adopts reasonable procedures to allow him to adequately exercise such responsibility.
老師 我選B board of directors 為什麼錯
通常不是先report給高層級的人 如果沒用就resign? 有說不做的嗎?