开发者:上海品职教育科技有限公司 隐私政策详情

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Amber · 2020年11月03日

问一道题:NO.PZ201604030300004201

* 问题详情,请 查看题干

问题如下:

1. Does Nano comply with the CFA Institute Standards of Professional Conduct when he asks his clients to transfer their accounts to Markoe Advisors?

选项:

A.

No.

B.

Yes, because he contacted the clients after leaving Patriarch.

C.

Yes, because he was an intern and not a paid employee of Patriarch.

解释:

B is correct.

Standard IV(A) prohibits employees from soliciting the clients of employers prior to, but not subsequent to, their departure.

哪裡有講他離開了...........他說他沒有paid full time offer以後 又開始面試 竟然還講he is managing these accounts? 他離開後還在managing??


這題真的不懂在說啥

1 个答案

Debrah_品职答疑助手 · 2020年11月03日

嗨,从没放弃的小努力你好:


第一段说Nano同学加入了P公司。

第三段第一句话说Nano同学加入了一个新的公司M。第三段最后一句话说,他劝说他的家人和朋友将账户从P转移到M。

这些客户本来就是他认识的,所以离职后、联系这些客户时,没有使用原雇主的客户清单,所以不违反。

需要留意:客户清单属于公司资产,所以不能从原公司拿走客户清单。但是,可以通过其他公开的方式,获取原客户的信息,然后联系他们转移账户,这点是不违反的。包括这道题目,原本就认识这些客户,也是OK的。


-------------------------------
就算太阳没有迎着我们而来,我们正在朝着它而去,加油!


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NO.PZ201604030300004201 离职后不是不可以联系带走客户吗

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