问题如下:
1. Does Nano comply with the CFA Institute Standards of Professional Conduct when he asks his clients to transfer their accounts to Markoe Advisors?
选项:
A.No.
B.Yes, because he contacted the clients after leaving Patriarch.
C.Yes, because he was an intern and not a paid employee of Patriarch.
解释:
B is correct.
Standard IV(A) prohibits employees from soliciting the clients of employers prior to, but not subsequent to, their departure.
哪裡有講他離開了...........他說他沒有paid full time offer以後 又開始面試 竟然還講he is managing these accounts? 他離開後還在managing??
這題真的不懂在說啥