开发者:上海品职教育科技有限公司 隐私政策详情

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Yang · 2020年11月03日

问一道题:NO.PZ2016040301000025

问题如下:

Which of the following statements is a stated purpose of disclosure in Standard VI(C) –Referral Fees?

选项:

A.

Disclosure will allow the client to request discounted service fees.

B.

Disclosure will help the client evaluate any possible partiality shown in the recommendation of services.

C.

Disclosure means advising a prospective client about the referral arrangement once a formal client relationship has been established.

解释:

B is correct.

Answer B gives one of the two primary reasons listed in the Handbook for disclosing referral fees to clients under Standard VI(C) –Referral Fees. (The other is to allow clients and employers to evaluate the full cost of the services.) Answer A is incorrect because Standard VI(C) does not require members or candidates to discount their fees when they receive referral fees. Answer C is inconsistent with Standard VI(C) because disclosure of referral fees, to be effective, should be made to prospective clients before entering into a formal client relationship with them.  

partiality 如何理解?谢谢

1 个答案
已采纳答案

Debrah_品职答疑助手 · 2020年11月03日

嗨,努力学习的PZer你好:


B选项的意思是说,事前披露介绍费安排,有助于客户判断推荐中带有的“偏好”。客户就可以考虑别人介绍他来找这个基金经理管理资产是由于这个基金经理投资投的好还是由于收了介绍费。


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