Q. Mailaka Securities (MS) advertises the use of a “bottom up” investment style in its marketing material. Recently, MS senior management decided to switch to a “top down” approach, citing the fact that it is less labor intensive. All other aspects of the research process are to remain the same. The head of research at MS, Mara Cherogony, CFA, is instructed to supervise the implementation of the new procedures, notify clients of the changes, and revise the text of marketing materials when new material is produced. Which of the following CFA Standards pertaining to Investment Analysis, Recommendations, and Actions is Cherogony least likely in danger of violating?
- Supervisory Responsibility
- Communication with Clients
- Diligence and Reasonable Basis
老师,这道题A错了毫无疑问,但是B和C之间有点分不清楚。不是都完全通知客户了吗?是不是事因为通知的不够?谢谢指点