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FrankSun · 2020年11月01日

2019Mock第7题

Albert Nyakenda, CFA, was driving to a client’s office where he was expected to close a multi-million-dollar deal when he was pulled over by a traffic policeman although he did not believe he had violated any traffic laws. When Nyakenda realized the policeman planned to wrongly ticket him for speeding, he offered to buy him “lunch” so that he could quickly get to his client’s office. The lunch would cost significantly more than the ticket. The alternative was to go to the police station and file a complaint of being wrongly accused that would also involve going to court the next day to present his case. Did Nyakenda most likely violate the CFA Code of Ethics?

A Yes.

B No, because he was wrongly accused.

C No, because the cost of lunch is more than the ticket.

老师,之前有案例说参加暴力示威,个人破产这些都不算违反。为什么这个案例就算违反?不也是个人的事儿吗?谢谢

1 个答案

Debrah_品职答疑助手 · 2020年11月02日

嗨,爱思考的PZer你好:


因为Albert 实际上是在贿赂警察(buy him “lunch),这样他就不会开出超速罚单。这种行为违反了道德规范。


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努力的时光都是限量版,加油!


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