问题如下:
Carter is a financial analyst in Alpha Investment. He is asked to write a report about the Beta Group, which belongs to one of Alpha's shareholders. What should Carter do based on Standard VI(A) Disclosure of Conflicts?
选项:
A. Carter should reject the request of writing report about Beta as the special relationship between Alpha and Beta.
B. Carter can write facts about the Beta Group, but not allow to state his opinion.
C. Carter can write the report as long as fully disclose the relationship between Alpha Investment and the Beta Group.
解释:
C is correct.
According to Standard VI(A) Disclosure of Conflicts, members must fully disclose to clients and prospects all actual and potential conflicts of interest to protect investors. Therefore, as long as the special relationship between Alpha Investment and the Beta Group is disclosed, Carter can write this report.
利益冲突这几道题也只是显示在利益冲突里面,或者题目点了利益冲突。我才能知道选择要披露,而不是不发表意见。 放在整体里面,一大套题,肯定就觉得是独立客观,选择不能表示意见了………… 这两点到底区别在哪儿?