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逢考必过过过过过过 · 2020年10月23日

问一道题:NO.PZ2016032802000033

问题如下:

Tony Brown, CFA, is the research director for Win Investment company. Recently he found some loopholes in his company's compliance system which affected its supervision and enforcement, and reflected this problem to the management. But he got no reply to solve this problem. Tony should most likely:

选项:

A.

write an email to company's management to reflect this problem again.

B.

write a letter of resignation immediately.

C.

decline to accept supervisory responsibility in writing until the company's compliance system is reasonable perfected.

解释:

C is correct.

Tony should reject to bear supervisory responsibility until the management perfects the company’s compliance system according to the Standard IV(C) Responsibilities of Supervisors. Because he has already found the problem and reflected it to the management.

A不对么?

1 个答案

王暄_品职助教 · 2020年10月24日

嗨,努力学习的PZer你好:


光再写一遍邮件,是没有用的。我们要做的是在接受职位之前,真正的修补漏洞,这样即保护了自己也保护了公司。


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虽然现在很辛苦,但努力过的感觉真的很好,加油!