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ccling · 2020年10月15日

问一道题:NO.PZ2016032802000001 [ CFA II ]

问题如下:

Aden Roman, CFA, an investment analyst who works for a firm based in the United States. But the firm allows Aden to work at his own country which is a small city called Suvenia in Europe. Suvenia's law allows insider trading for the people who works in their country, which is prohibited in the United States. Aden thinks that because he works in his own country, he should follow Suvenia's law. Does Aden violate the Code and Standards?

选项:

A.

No, because he follows Suvenia's law which is appropriate.

B.

No, because the firm allows him to work in Suvenia and to obey Suvenia's law.

C.

Yes.

解释:

C is correct.

According to Standard I(A) Knowledge of the Law, Aden should comply with United States' law which is stricter than Suvenia's law.

请问本来是要遵循更为严格的也就是美国的,但是美国又说可以遵循他们国家的,那不是应该遵循他们国家的吗
1 个答案

Debrah_品职答疑助手 · 2020年10月16日

嗨,努力学习的PZer你好:


同学你可能是理解错题目了。Suvenia's law allows insider trading for the people who works in their country, which is prohibited in the United States. 

前面说的是the firm allows Aden to work at his own country ,只是公司允许他在自己的国家工作而已。


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虽然现在很辛苦,但努力过的感觉真的很好,加油!