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扑扑扑 · 2020年10月14日

问一道题:NO.PZ2018062009000008

问题如下:

DELI Company hired an investment management firm XY for the additional public offering. XY's brokerage unit now has a "sell" recommendation on DELI. The director of XY's investment banking department, Allen has asked Betty, who is the director of XY's brokerage unit, to change "sell" recommendation to "buy". Betty should:

选项:

A.

change the recommendation to “buy”.

B.

put DELI on a restricted list of XY and just give the factual information about DELI.

C.

reject Allen’s request and still keep the "sell" recommendation.

解释:

B is correct.

According to Standard I(B) Independence and Objectivity, when Betty is asked to change the recommendation, she should place DELI on a restricted list to aviod violating the Code and Standards.

为什么是放入清单而不是坚持己见呢?

1 个答案

Debrah_品职答疑助手 · 2020年10月15日

嗨,从没放弃的小努力你好:


同学你好,如果有冲突,最佳的方式是放入限制清单,因为坚持己见可能会影响公司的business。这个case何老师上课提到过,可以听一下。


-------------------------------
努力的时光都是限量版,加油!


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