问题如下：
5. With regard to Locke’s condition regarding trade allocation, does Black’s response violate the CFA Institute Standards of Professional Conduct with respect to allocation reviews and interest adjustments, respectively?
选项：
A.Yes.
B.No, it violates the standards only with respect to allocation reviews.
C.No, it violates the standards only with respect to interest adjustments.
解释：
A is correct.
Client suitability for an investment must be reviewed prior to allocation, not afterward. With respect to interest adjustments, clients who were incorrectly allocated shares must be paid for the use of their cash; however, in no instance should clients suffer a loss because of an allocation error by the manager (that is, have interest removed from their portfolio even though shares are put in their account on a back-dated basis).
老師
分不清credit/debit的中文
"It also says that interest will be credited to accounts that have been incorrectly allocated shares and debited from those accounts that should have received shares.”
這裡 credited to accounts that have been incorrectly allocated shares，就是指以後要給這些"被胡亂分配到IPO股票的帳戶"現金利息嗎?
然後debited from those accounts that should have received shares. 就是這些現金利息要從這個原本該收到IPO股票的帳戶來支付?
就是
A帳戶是不要IPO股票 但莫名其妙分配到
B帳戶是要IPO股票 沒拿到
上述這句話就是，B帳戶要付錢給A帳戶少拿到的利息?
中文意思是這樣嗎 謝謝
