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kevinzhu · 2020年09月15日

问一道题:NO.PZ2018062009000020 [ CFA II ]

问题如下:

Aden, CFA, is a stock analyst in firm A. Which of the following descriptions is least likely correct under the Code and Standards?

选项:

A.

If Aden teaches musical instrument during part-time, he doesn't need to disclose to his employer.

B.

If Aden misses the important e-mail during holiday, which lead to a serious loss to the company, this analyst violate the standards of loyalty to the employers.

C.

If Aden writes research reports for another firm during his part-time, he needs to get the written consent from his employer before he accepts this part-time job.

解释:

B is correct.

Under Standard IV(A) Loyalty, if Aden misses the important e-mail during holiday, which lead to a serious loss to the company, he doesn't violate the standard. Because this happens in the holiday, not the work time. Aden has no intention to miss the email.

照理说选项 a 也应该披露吧

1 个答案

王暄_品职助教 · 2020年09月17日

嗨,爱思考的PZer你好:


A不需要披露,因为他的兼职是教乐器,并不和本职工作相竞争,所以不要披露。就像何老师课程中说过的例子“一个投资经理利用下班时间捡垃圾”一样,和本职工作不相竞争,所以不用披露【除非说这个工作非常的耗时耗力(但如果是这样,题目中会说清楚)】


-------------------------------
虽然现在很辛苦,但努力过的感觉真的很好,加油!


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2023-01-07 14:10 1 · 回答

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2022-08-09 18:50 1 · 回答

这道题为什么b违反这个,他不是因为在假日吗?

2020-03-12 21:56 1 · 回答

    请问,如果b不是在holiy miss important e-mail, 他违反的是loyalty吗? 

2019-11-09 10:46 1 · 回答