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Allez😃Sea · 2020年09月05日

问一道题:NO.PZ2018062009000035

问题如下:

On weekends, Henry works at home using his personal computer, so some correspondence with clients are saved on the computer. This month, Henry resigned from his company. To get a new job, he uses the contact saved at home to acquire recommendation letters from old clients. Moreover, some old reports written by him are provided to prospective clients as an evidence of his competence. Which of the followings is true?

选项:

A.

Henry violated the Code and Standards because his previous employer did not permit his use of clients information and former reports.

B.

Henry violated the Code and Standards because saving files on personal computer is not allowed.

C.

Henry did not violate the Code and Standards because the clients information was saved on his personal computer and the reports were produced by himself.

解释:

A is correct.

Based on Standard V(C) Record Retention, since Henry has already resigned from former company, before using the clients information and former reports, he must acquire the permission of his previous employer. Otherwise, the relevant files should be deleted, A is correct. Although the reports were produced by himself, they should be considered as a part of professional activity and thus belong to the firm's property. Saving information on personal computer is not forbidden but the information can not be used without permission, B and C are incorrect.

老师,为什么b不对?

1 个答案

王暄_品职助教 · 2020年09月07日

嗨,爱思考的PZer你好:


因为在自己的电脑上由于工作原因存文件不违反CFA准则,但离职后要删除,且不可以再使用这些文件。如果一定要用,一定要获得前雇主的同意。所以Henry并不是因为在自己的电脑上保存文件而违反CFA准则的。


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NO.PZ2018062009000035问题如下On weeken, Henry works home using his personcomputer, so some corresponnwith clients are saveon the computer. This month, Henry resignefrom his company. To get a new johe uses the contasavehome to acquire recommention letters from olclients. Moreover, some olreports written him are provito prospective clients evinof his competence. Whiof the followings is true? A.Henry violatethe Co anStanr because his previous employer not permit his use of clients information anformer reports. B.Henry violatethe Co anStanr because saving files on personcomputer is not allowe C.Henry not violate the Co anStanr because the clients information wsaveon his personcomputer anthe reports were procehimself. A is correct.Baseon StanrV(RecorRetention, sinHenry halrea resignefrom former company, before using the clients information anformer reports, he must acquire the permission of his previous employer. Otherwise, the relevant files shoullete A is correct. Although the reports were procehimself, they shoulconsirea part of professionactivity anthus belong to the firm's property. Saving information on personcomputer is not forbien but the information cnot usewithout permission, B anC are incorrect.基于准则V(C)记录保存,由于Henry已经离职了,那么在使用前任客户信息及前任公司的报告时,应当获得前雇主的同意。否则,相关的文件必须删掉,则A正确。尽管是他自己写的报告,但报告也属于公司的财产因为利用了公司的资源。在私人电脑上存储相关文件并不违反准则,但是离职后必须删掉且若想使用则必须获得前雇主的同意,所以B和C错误。 明显说了离职以后要删除电脑理的资料,这里没做到,为什么b错了,是因为问法的问题吗

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