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阿萌酱 · 2020年08月31日

问一道题:NO.PZ2018062009000031

问题如下:

Cliff was invited to give a speech at an important financial conference, the host of the event is an investment manager who recently carrys on business with Cliff's firm. To show high respect for the speakers, the host firm provided Cliff with free conference registration for his wife and arranged for fancy seafood dinner at the local lavish restaurant after the conference. Which of the following statements is the most appropriate?

选项:

A.

Cliff can not accept the invitation because the free conference registration for his wife and the seafood dinner will violate Standard I(B).

B.

Cliff can not accept the invitation because the seafood dinner will violate Standard I(B).

C.

Cliff can accept the invitation thoroughly.

解释:

A is correct.

Based on Standard I(B) Independence and Objectivity, members and candidates must maintain their independence and objectivity. The free conference registration for Cliff's wife and the fancy seafood dinner do not have direct relation with the speaking engagement, and can be regarded as inducements that affect his independence and objectivity. If Cliff accepts the invitation, he will violate Standard I(B).

这道题目和另一个Long接受conference,但是选A可以接受的有什么区别?NO。PZ2016032801000031

1 个答案

王暄_品职助教 · 2020年08月31日

嗨,努力学习的PZer你好:


同学看下这题的选项

B说漏了,不仅dinner,而且给他妻子票也不能收

C错误,因为接受整个邀请很明显违反了CFA准则

关于2016032801000031这题,选项A说的是Long may accept only the offer to have his conference-related expenses paid by the host firm.那么就是接受只跟这次会议相关的expense,并不包含其他奢侈的费用,这个是可以的。


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努力的时光都是限量版,加油!