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Aaabby · 2020年08月30日

问一道题:NO.PZ201604030300004902 第2小题 [ CFA III ]

* 问题详情,请 查看题干

问题如下:

2. Is Bornelli’s disaster recovery plan consistent with both the required and recommended standards of the Asset Manager Code?

选项:

A.

Yes.

B.

No, because the plan lacks a backup plan for monitoring, analyzing, and trading investments.

C.

No, because the plan only provides for contacting and communicating with clients during periods of extended disruption.

解释:

B is correct.

According to the guidance provided in Section D(6) of the Asset Manager Code, the level and complexity of business-continuity planning depends on the size, nature, and complexity of the organization involved. Bornelli is a large firm with hedge fund investments and it should have alternative plans for monitoring, analyzing, and trading investments if primary systems become unavailable.

C选项是什么意思呢?

2 个答案

王暄_品职助教 · 2021年11月22日

原文中supplier vendor和client都提到了啊 为啥说原文是错了

本题选的是B,因为在文中,backup plan缺少对monitoring, analyzing, and trading investments的备份。


我再上一个答复之所以提到supplier和员工是因为之前同学问我C是什么意思,请勿混淆。

王暄_品职助教 · 2020年08月31日

嗨,努力学习的PZer你好:


C的意思是:这个Business plan 不符合AMC是因为:AMC只要求在disruption期间和客户联系就够了。(而文中写的要和critical vendors and suppliers联系)

这是错误的,根据AMC的要求,我们不仅要求要和客户,也要和vender和supplier及员工联系,所以无论是case中提及的,或是答案中给出的,都是错误的。

同学可以看下图基础班的讲义,关于这个部分的知识点,我用蓝框给你画出来了。


-------------------------------
虽然现在很辛苦,但努力过的感觉真的很好,加油!


Song · 2021年11月20日

原文中supplier vendor和client都提到了啊 为啥说原文是错了

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