问题如下:
2. Is Bornelli’s disaster recovery plan consistent with both the required and recommended standards of the Asset Manager Code?
选项:
A. Yes.
B. No, because the plan lacks a backup plan for monitoring, analyzing, and trading investments.
C. No, because the plan only provides for contacting and communicating with clients during periods of extended disruption.
解释:
B is correct.
According to the guidance provided in Section D(6) of the Asset Manager Code, the level and complexity of business-continuity planning depends on the size, nature, and complexity of the organization involved. Bornelli is a large firm with hedge fund investments and it should have alternative plans for monitoring, analyzing, and trading investments if primary systems become unavailable.
C选项是什么意思呢?