问题如下:
If the CFA Institute Professional Conduct Program (PCP) wants to investigate Kate and her colleagues, and all of them are CFA Institute's members. Which of the following statements is least likely correct?
选项:
A.Kate is encouraged to cooperate with the investigation into the behavior of her colleagues.
B.Kate cannot forward the confidential information to the PCP.
C.Sharing confidential information to the PCP when required is not a violation of the standards.
解释:
B is correct.
According to Standard III(E) Preservation of Confidentiality, members and candidates must support PCP to survey their own behaviors, and be encouraged to work with the investigations into the conduct of others. Sharing confidential information to the PCP when required is not a violation of the standards.
如果law规定不允许提供的情况下,也必须因为配合提供confidential的信息么。跟何老师上课时讲的不太一致。麻烦解答一下