开发者:上海品职教育科技有限公司 隐私政策详情

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考拉女士 · 2020年08月09日

问一道题:NO.PZ2016032801000035 [ CFA I ]

问题如下:

Cannan has been working from home on weekends and occasionally saves correspondence with clients and completed work on her home computer. Because of worsening market conditions, Cannan is one of several employees released by her firm. While Cannan is looking for a new job, she uses the files she saved at home to request letters of recommendation from former clients. She also provides to prospective clients some of the reports as examples of her abilities.

选项:

A.

Cannan violated the Code and Standards because she did not receive permission from her former employer to keep or use the files after her employment ended.

B.

Cannan did not violate the Code and Standards because the files were created and saved on her own time and computer.

C.

Cannan violated the Code and Standards because she is prohibited from saving files on her home computer.

解释:

A is correct.

According to Standard V(C) –Record Retention, Cannan needed the permission of her employer to maintain the files at home after her employment ended. Without that permission, she should have deleted the files. All files created as part of a member’s or candidate’s professional activity are the property of the firm, even those created outside normal work hours. Thus, answer B is incorrect. Answer C is incorrect because the Code and Standards do not prohibit using one’s personal computer to complete work for one’s employer.

不是很明白c为什么不对?

1 个答案

王暄_品职助教 · 2020年08月11日

嗨,努力学习的PZer你好:


C选项说,Cannan因为储存文件在自己的私人电脑里而违反了CFA准则。而CFA准则并没有禁止大家在私人电脑里完成并存储文件,要求的是在离开雇主时必须要把这些东西删掉,如果还想使用前雇主的文件,必须要收到前雇主的同意。


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努力的时光都是限量版,加油!