问题如下:
Recently Analyst Bob is studying regulatory environment in a country. He finds that
1. "Juydee" is an independent regulator but not a SRO.
2. "Wedidey" is a SRO but not an independent regulator.
Bob conclude that companies that subordinate to "Wedidey" should comply with the rules which set and enforced by "Wedidey". Bob’s conclusion is
选项:
A. correct
B. incorrect
C. Uncertain
解释:
A is correct.
考点:Classification of Regulations and Regulators
解析:"Wedidey"是一个SRO,因此他的权威不是来自政府授予,而是来自行业内部的自律。SRO内部成员应该积极遵守组织所制定的各项规则条款。所以Bob的推论正确。
SRO根據強化串講的那個表格是是需要政府授權但是資金來源不依賴政府,但是這題説他沒有政府授權,為什麼不能被歸類為outside bodies 。outside bodies算是SRO嗎 還是不相關