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逗逗要早睡 · 2020年07月17日

问一道题:NO.PZ2015122801000061 [ CFA I ]

问题如下:

Financial intermediaries which do not trade directly with clients, they find buyers for and sellers of securities to execute customer orders instead. They are best described as:

选项:

A.

brokers.

B.

investment bankers.

C.

dealers.

解释:

A is correct.

Brokers help their clients buy and sell securities by finding counterparties to trades in a cost efficient manner. Investment bankers provide advice to clients and help them arrange transactions such as IPO and debt offerings. Dealers facilitate trading by buying for or selling from their own inventories, provide liquidity in the market.

请问,broker不直接和clients trade吗?该怎么理解题干,谢谢!

1 个答案

Debrah_品职答疑助手 · 2020年07月18日

同学你好,brokers是为了帮助客户寻找对手方的,譬如在大宗交易中,找到匹配的对手方很难,就需要broker,broker不直接和客户交易。建议你再回头听一下李老师基础班讲义。

逗逗要早睡 · 2020年07月18日

好的,谢谢!

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2023-11-16 10:01 1 · 回答

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