shirley_hd · 2020年07月11日
* 问题详情，请 查看题干
问题如下：
5. Does Schmidt violate the CFA Institute Asset Manager Code of Professional Conduct in his interaction with consultants?
选项：
A.No.
B.Yes, only with respect to confidentiality.
C.Yes, only with respect to business relationships that could affect independence.
解释：
B is correct.
Schmidt violated Code A-2 by revealing Sastre’s hiring of SZR and its special fee discount.
那句话可以看出是涉及confidential呢？
王暄_品职助教 · 2020年07月13日
嗨，爱思考的PZer你好：
文章倒数第二段，第三行中间“After Schmidt reveals that Sastre has recently hired SZR…”，在这里Schmidt透露了Sastre雇佣他们事情，但是在前文中（第四段第二行后面）提到“but asks that its hiring of SZR not be made public”，Sastre希望SZR不要公开Sastre雇佣SZR的事。所以Schmidt没有保护客户信息。
-------------------------------努力的时光都是限量版，加油！
徐威廉 · 2022年06月09日
gatekeeper是干啥？没看懂！shmitz为了干啥不惜出卖自己大客户的信息？
NO.PZ201604030300005005问题如下5. es Schmi violate the CFA Institute Asset Manager Co of ProfessionConin his interaction with consultants?A.No.B.Yes, only with respeto confintiality.C.Yes, only with respeto business relationships thcoulaffeinpennce.B is correct.Schmi violateCo A-2 revealing Sastre’s hiring of SZR anits specifee scount.如果s没有拒绝承办会议，是不是违反了？如果披露了，是不是就不违反利益冲突了？
NO.PZ201604030300005005问题如下5. es Schmi violate the CFA Institute Asset Manager Co of ProfessionConin his interaction with consultants?A.No.B.Yes, only with respeto confintiality.C.Yes, only with respeto business relationships thcoulaffeinpennce.B is correct.Schmi violateCo A-2 revealing Sastre’s hiring of SZR anits specifee scount.就算没有这句but asks thits hiring of SZR not ma public。也要保密客户关系吧？
