问题如下:
Recently Analyst Bob is studying regulatory environment in a country. He finds that
1. "Juydee" is an independent regulator but not a SRO.
2. "Wedidey" is a SRO but not an independent regulator.
Bob conclude that a new rule can be implemented by "Juydee" ; while "Wedidey" can use government funding to operate.
Bob’s conclusion is
选项:
A.only correct about "Juydee".
B.only correct about "Wedidey".
C.Both correct.
解释:
A is correct.
考点:Classification of Regulations and Regulators
解析:因为"Juydee"是独立的regulator,因此它是获得政府机构授权的,所以有资格制定并实施准则。但是"Wedidey"是SRO,所以它不能依赖于政府的出资来运作。所以本题A选项正确。
老师好,书上不是说所有SRO 都是独立的, 题目里却说:“Wedidey" is a SRO but not an independent regulator.” W 是SRO 但不独立? 有什么机构是这样的? (类似FINRA 是SRO, PCAOB是NON-SRO, 有什么组织是SRO 但不独立的?) 虽然从答案看不能拿政府给的钱用,听上去又是独立的机构,虽然题干里说是不独立的。 有点搞。 需要解释。 谢谢。