开发者:上海品职教育科技有限公司 隐私政策详情

应用版本:4.2.11(IOS)|3.2.5(安卓)APP下载

yx9881 · 2020年04月21日

问一道题:NO.PZ2016040303000005

问题如下:

Bronson provides investment advice to the board of trustees of a private university endowment fund. The trustees have provided Bronson with the fund’s financial information, including planned expenditures. Bronson receives a phone call on Friday afternoon from Murdock, a prominent alumnus, requesting that Bronson fax him comprehensive financial information about the fund. According to Murdock, he has a potential contributor but needs the information that day to close the deal and cannot contact any of the trustees. Based on the CFA Institute Standards, Bronson should:

选项:

A.

Send Murdock the information because disclosure would benefit the client.

B.

Not send Murdock the information to preserve confidentiality.

C.

Send Murdock the information, provided Bronson promptly notifies the trustees.

解释:

B  is correct.

This question relates to Standard III(A) –Loyalty, Prudence, and Care and Standard III(E) –Preservation of Confidentiality. In this case, the member manages funds of a private endowment. Clients, who are, in this case, the trustees of the fund, must place some trust in members and candidates. Bronson cannot disclose confidential financial information to anyone without the permission of the fund, regardless of whether the disclosure may benefit the fund. Therefore, answer A is incorrect. Answer C is incorrect because Bronson must notify the fund and obtain the fund’s permission before publicizing the information.

According to Murdock, he has a potential contributor but needs the information that day to close the deal and cannot contact any of the trustees.


这句话能详细解释一下吗? 不是很懂

1 个答案
已采纳答案

王暄_品职助教 · 2020年04月22日

嗨,爱思考的PZer你好:


这句话的翻译为:通过Murdock的叙述,Bronson得知Murdock认识一名潜在的捐献者,但捐献者需要大学基金的信息以便于关闭他当前的交易(这样可以取钱出来去捐给大学基金),而且提供信息这件事儿不可以让其他的托管人知道。


-------------------------------
虽然现在很辛苦,但努力过的感觉真的很好,加油!


  • 1

    回答
  • 0

    关注
  • 788

    浏览
相关问题

NO.PZ2016040303000005 问题如下 Bronson provis investment aito the boarof trustees of a private university enwment fun The trustees have proviBronson with the funs financiinformation, inclung planneexpentures. Bronson receives a phone call on Friy afternoon from Murck, a prominent alumnus, requesting thBronson fhim comprehensive financiinformation about the fun Accorng to Murck, he ha potenticontributor but nee the information thy to close the ancannot contaany of the trustees. Baseon the CFA Institute Stanr, Bronson shoul A.SenMurthe information because sclosure woulbenefit the client. B.Not senMurthe information to preserve confintiality. C.SenMurthe information, proviBronson promptly notifies the trustees. is correct.This question relates to StanrIII(–Loyalty, Prunce, anCare anStanrIII(E) –Preservation of Confintiality. In this case, the member manages fun of a private enwment. Clients, who are, in this case, the trustees of the fun must plasome trust in members ancantes. Bronson cannot sclose confintifinanciinformation to anyone without the permission of the fun regaress of whether the sclosure mbenefit the fun Therefore, answer A is incorrect. Answer C is incorrebecause Bronson must notify the funanobtain the funs permission before publicizing the information. 这道题目前说的是潜在的捐献者不能给提供信息如果是已经捐了钱的,是不是就算这个enwment的利益相关者就可以讲了呢

2024-07-24 10:48 1 · 回答

NO.PZ2016040303000005 Not senMurthe information to preserve confintiality. SenMurthe information, proviBronson promptly notifies the trustees. B  is correct. This question relates to StanrIII(–Loyalty, Prunce, anCare anStanrIII(E) –Preservation of Confintiality. In this case, the member manages fun of a private enwment. Clients, who are, in this case, the trustees of the fun must plasome trust in members ancantes. Bronson cannot sclose confintifinanciinformation to anyone without the permission of the fun regaress of whether the sclosure mbenefit the fun Therefore, answer A is incorrect. Answer C is incorrebecause Bronson must notify the funanobtain the funs permission before publicizing the information.这道题目没有看懂,能帮我详细一下吗?谢谢

2022-06-11 17:33 1 · 回答

NO.PZ2016040303000005 问题如下 Bronson provis investment aito the boarof trustees of a private university enwment fun The trustees have proviBronson with the funs financiinformation, inclung planneexpentures. Bronson receives a phone call on Friy afternoon from Murck, a prominent alumnus, requesting thBronson fhim comprehensive financiinformation about the fun Accorng to Murck, he ha potenticontributor but nee the information thy to close the ancannot contaany of the trustees. Baseon the CFA Institute Stanr, Bronson shoul A.SenMurthe information because sclosure woulbenefit the client. B.Not senMurthe information to preserve confintiality. C.SenMurthe information, proviBronson promptly notifies the trustees. is correct.This question relates to StanrIII(–Loyalty, Prunce, anCare anStanrIII(E) –Preservation of Confintiality. In this case, the member manages fun of a private enwment. Clients, who are, in this case, the trustees of the fun must plasome trust in members ancantes. Bronson cannot sclose confintifinanciinformation to anyone without the permission of the fun regaress of whether the sclosure mbenefit the fun Therefore, answer A is incorrect. Answer C is incorrebecause Bronson must notify the funanobtain the funs permission before publicizing the information. 所以说一般来说,基金经理需要为客户保密,但是如果客户自己同意披露,就可以披露出来?

2022-04-27 15:29 1 · 回答

为什么提供的这些信息算是涉密呢?只是spenng expentures而已啊,不是客户名单啊

2020-03-12 17:23 1 · 回答